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O'Sullivan, Stephen John (SFC:APC389) Hong Kong SFC License Details (ID 69471)
O'Sullivan, Stephen John (SFC:APC389)
SFC ID:
APC389
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
BARCLAYS CAPITAL ASIA LIMITED
RO
Advising on securities
2010-03-31
2011-11-30
MACQUARIE CAPITAL LIMITED
RO
Advising on securities
2007-09-20
2009-11-18
Rep
Advising on securities
2007-06-15
2007-09-20