Personnel Hong Kong SFC License Details (ID 69472)

Personnel Hong Kong SFC License Details (ID 69472)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	RO	Advising on securities	2011-05-17	2013-07-14
	Rep	Advising on securities	2011-05-03	2011-05-17
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2010-09-09	2011-02-21
	Rep	Dealing in securities	2010-09-09	2011-02-21
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2010-09-09	2011-02-21
Citigroup Global Markets Asia Limited	RO	Advising on securities	2009-10-15	2011-02-21
	Rep	Advising on securities	2005-01-12	2009-10-15