Personnel Hong Kong SFC License Details (ID 69473)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	RO	Advising on corporate finance	2008-07-11	2014-05-08
	RO	Dealing in securities	2008-07-11	2014-05-08
RBS Asia Corporate Finance Limited	RO	Advising on corporate finance	2007-11-07	2008-05-22
	RO	Dealing in securities	2007-11-07	2008-05-22
	Rep	Advising on securities	-	2005-01-24
	Rep	Asset management	-	2005-01-24
	Rep	Advising on corporate finance	-	2007-11-07
	Rep	Dealing in securities	-	2007-11-07