Personnel Hong Kong SFC License Details (ID 69474)

Personnel Hong Kong SFC License Details (ID 69474)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2010-11-15	2014-04-22
	RO	Dealing in securities	2010-07-22	2014-04-22
Credit Suisse Securities (Hong Kong) Limited	RO	Dealing in securities	2005-09-02	2007-06-04
Credit Suisse (Hong Kong) Limited	RO	Dealing in securities	2005-06-02	2007-06-04
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2005-04-21	2005-09-02
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2003-08-15	2005-06-02