Personnel Hong Kong SFC License Details (ID 69479)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quintus Partners Limited	RO	Advising on corporate finance	2015-06-12	2020-02-07
	RO	Dealing in securities	2015-06-12	2020-02-07
BARCLAYS CAPITAL ASIA LIMITED	RO	Advising on corporate finance	2011-03-23	2014-06-03
	RO	Dealing in securities	2011-03-23	2014-06-03