Personnel Hong Kong SFC License Details (ID 69502)

Personnel Hong Kong SFC License Details (ID 69502)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	RO	Advising on corporate finance	2024-10-14	-
	Rep	Advising on securities	2015-06-01	-
	Rep	Dealing in securities	2015-06-01	-
	Rep	Asset management	2015-06-01	2015-12-07
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2012-03-26	2015-04-15
	Rep	Dealing in securities	2012-03-26	2015-04-15
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2007-08-22	2011-11-15
	Rep	Dealing in securities	2007-08-22	2011-11-15