Personnel Hong Kong SFC License Details (ID 69505)

Personnel Hong Kong SFC License Details (ID 69505)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2011-06-08	2014-03-07
	Rep	Dealing in securities	2011-06-08	2014-03-07
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2011-05-31
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-06-01	2011-05-31
	Rep	Dealing in securities	2010-06-01	2011-05-31
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-06-01	2010-12-06
	Rep	Dealing in futures contracts	2010-06-01	2010-12-06