Personnel Hong Kong SFC License Details (ID 69512)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2017-06-26	2022-05-03
	Rep	Dealing in securities	2017-06-26	2022-05-03
	Rep	Dealing in futures contracts	2009-08-03	2015-05-29
	Rep	Dealing in securities	2009-08-03	2015-05-29
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2006-07-03	2008-12-05
	Rep	Dealing in securities	2006-07-03	2008-12-05