Chapman, James Richard (SFC:ALS060)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2009-06-08	2013-07-19
	Rep	Dealing in securities	2009-06-08	2013-07-19
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-11-04	2009-03-06
Merrill Lynch Far East Limited	Rep	Dealing in securities	2008-11-04	2009-03-06
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-10-09	2009-03-06
	Rep	Advising on securities	2008-10-09	2009-03-06
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-10-09	2009-03-06
	Rep	Advising on securities	2008-10-09	2009-03-06
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2005-02-07	2008-09-29
	Rep	Advising on securities	2005-02-07	2008-09-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2009-06-08	2013-07-19
	Rep	Dealing in securities	2009-06-08	2013-07-19
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-11-04	2009-03-06
Merrill Lynch Far East Limited	Rep	Dealing in securities	2008-11-04	2009-03-06
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-10-09	2009-03-06
	Rep	Advising on securities	2008-10-09	2009-03-06
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-10-09	2009-03-06
	Rep	Advising on securities	2008-10-09	2009-03-06
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2005-02-07	2008-09-29
	Rep	Advising on securities	2005-02-07	2008-09-29