Personnel Hong Kong SFC License Details (ID 69528)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2023-05-05	2025-07-11
	RO	Advising on securities	2023-05-05	2025-07-11
	RO	Dealing in securities	2023-05-05	2025-07-11
	Rep	Advising on corporate finance	2018-01-02	2023-05-05
	Rep	Advising on securities	2018-01-02	2023-05-05
	Rep	Dealing in securities	2018-01-02	2023-05-05
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2009-07-13	2016-01-21
	Rep	Dealing in securities	2009-07-13	2016-01-21
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-11-04	2009-04-07
Merrill Lynch Far East Limited	Rep	Dealing in securities	2008-11-04	2009-04-07
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-10-09	2009-04-07
	Rep	Advising on securities	2008-10-09	2009-04-07
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-10-09	2009-04-07
	Rep	Advising on securities	2008-10-09	2009-04-07
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2007-04-23	2008-09-29
	Rep	Advising on securities	2007-04-23	2008-09-29
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2005-04-14	2007-03-07
	Rep	Advising on securities	2005-04-14	2007-03-07
	Rep	Dealing in securities	2005-04-14	2007-03-07
Credit Suisse Securities (Hong Kong) Limited	Rep	Asset management	-	2005-02-15
	Rep	Advising on corporate finance	-	2006-08-18
	Rep	Advising on securities	-	2006-08-18