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Chen, Cheng-Yen 陳貞燕 Hong Kong SFC License Details (ID 69530)
Chen, Cheng-Yen 陳貞燕
SFC ID:
ALQ556
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BARCLAYS CAPITAL ASIA LIMITED
Rep
Dealing in securities
2005-10-10
2013-05-16
UBS SECURITIES ASIA LIMITED
Rep
Dealing in securities
2005-01-19
2005-03-23