Personnel Hong Kong SFC License Details (ID 69544)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	RO	Dealing in securities	2026-07-21	-
	Rep	Dealing in futures contracts	2008-12-19	-
	Rep	Dealing in securities	2008-06-23	2026-07-21
ABN AMRO Clearing (Futures) Hong Kong Limited	Rep	Dealing in futures contracts	2005-03-16	2006-03-30
ABN AMRO Clearing Hong Kong Limited	Rep	Dealing in securities	2005-03-16	2006-03-30
ABN AMRO FINANCIAL PRODUCTS LIMITED	Rep	Dealing in securities	2005-03-16	2006-03-30