Personnel Hong Kong SFC License Details (ID 69548)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2011-07-28	2014-06-13
	Rep	Dealing in securities	2011-07-28	2014-06-13
DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2007-05-02	2009-04-01
	Rep	Advising on securities	2007-05-02	2009-07-29