Personnel Hong Kong SFC License Details (ID 69555)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2010-06-07	2013-03-13
	Rep	Dealing in securities	2009-08-03	2013-03-13
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2008-09-22	2009-07-25
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2006-11-27	2008-06-01
	Rep	Dealing in securities	2006-10-24	2008-06-01
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2005-11-25	2006-10-18