Personnel Hong Kong SFC License Details (ID 69556)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2011-07-21	2014-06-03
	Rep	Dealing in securities	2011-07-21	2014-06-03
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2010-04-14	2011-06-14
	Rep	Advising on securities	2010-04-14	2011-06-14
	Rep	Dealing in securities	2010-04-14	2011-06-14