Dafforn, Michael James

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-09-26	2019-10-17
	Rep	Dealing in securities	2019-09-26	2019-10-17
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2010-03-24	2014-05-05

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-09-26	2019-10-17
	Rep	Dealing in securities	2019-09-26	2019-10-17
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2010-03-24	2014-05-05