Personnel Hong Kong SFC License Details (ID 69563)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2010-06-11	2016-12-16
	Rep	Dealing in securities	2010-06-11	2016-12-16
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2009-07-15	2010-04-22
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-07-15	2010-04-22
	Rep	Dealing in securities	2009-07-15	2010-04-22