Personnel Hong Kong SFC License Details (ID 69564)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldhorse Securities Limited	RO	Advising on securities	2022-04-26	2022-12-15
	RO	Dealing in securities	2022-04-26	2022-12-15
	Rep	Dealing in securities	2021-10-25	2022-04-26
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2015-06-15	2021-07-16
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2011-05-24	2015-04-14
	Rep	Dealing in securities	2011-05-24	2015-04-14