Personnel Hong Kong SFC License Details (ID 69568)

Personnel Hong Kong SFC License Details (ID 69568)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLUE POOL CAPITAL LIMITED	Rep	Asset management	2023-06-16	-
PV Capital (HK) Limited	Rep	Asset management	2021-01-11	2023-06-15
Ariose Capital Management Limited	RO	Asset management	2014-04-25	2020-10-06
	Rep	Asset management	2014-02-11	2014-04-25
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2013-09-27	2013-12-27
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2013-05-06	2013-06-14
	Rep	Dealing in securities	2013-05-06	2013-06-14
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2013-05-06	2013-06-14
	Rep	Dealing in securities	2013-05-06	2013-06-14
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2010-09-06	2013-01-28