Personnel Hong Kong SFC License Details (ID 69570)

Personnel Hong Kong SFC License Details (ID 69570)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2010-03-04	2011-08-28
	Rep	Dealing in securities	2010-03-04	2011-08-28
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2009-10-29	2010-01-25
	Rep	Dealing in securities	2009-10-29	2010-01-25
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2009-10-29	2010-01-25
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2008-09-05	2009-03-31
	Rep	Dealing in securities	2008-09-05	2009-03-31
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2008-09-05	2009-03-31