| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-08-09 | - |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2021-12-03 | 2023-04-25 |
| Rep | Dealing in securities | 2021-11-11 | 2023-03-29 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2020-07-28 | 2021-10-29 |
| BARCLAYS CAPITAL ASIA LIMITED | RO | Advising on securities | 2016-08-02 | 2018-12-17 |
| RO | Dealing in securities | 2016-08-02 | 2020-04-20 | |
| Rep | Dealing in securities | 2009-10-06 | 2016-08-02 |
No HKMA registrations in the collected records.