Personnel Hong Kong SFC License Details (ID 69592)

Personnel Hong Kong SFC License Details (ID 69592)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ovata Capital Management Limited	Rep	Asset management	2023-05-05	2026-04-16
SG SECURITIES (HK) LIMITED	RO	Providing automated trading services	2019-12-16	2020-05-14
	RO	Dealing in futures contracts	2019-12-16	2022-10-07
	RO	Dealing in securities	2019-12-16	2022-10-07
	Rep	Providing automated trading services	2014-11-26	2019-12-16
	Rep	Dealing in futures contracts	2014-11-26	2019-12-16
	Rep	Dealing in securities	2014-11-26	2019-12-16
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2011-07-15	2012-09-07
	Rep	Dealing in securities	2011-07-15	2012-09-07