Webb-site Legacy

Holmes Ii, Albert Dudley

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2017-03-29	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2017-03-29	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2010-10-27	2013-10-28
	Rep	Dealing in securities	2010-10-27	2013-10-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.