Personnel Hong Kong SFC License Details (ID 69614)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2023-07-04	2025-04-16
	Rep	Dealing in securities	2023-07-04	2025-04-16
	Rep	Dealing in securities	2013-05-20	2019-01-04
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2011-08-15	2013-03-08
	Rep	Dealing in securities	2011-08-15	2013-03-08