Personnel Hong Kong SFC License Details (ID 69615)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI RESEARCH LIMITED	Rep	Advising on securities	2015-01-09	2018-03-02
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on securities	2011-08-11	2014-06-06
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-10	2011-06-10
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2007-05-04	2008-09-29
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2004-09-02	2007-04-15