Personnel Hong Kong SFC License Details (ID 69621)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2007-06-04	2012-09-07
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2005-04-14	2007-01-23
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	-	2003-08-22
	Rep	Advising on corporate finance	-	2005-02-15
	Rep	Advising on securities	-	2005-02-15
	Rep	Asset management	-	2005-02-15
	Rep	Dealing in securities	-	2007-01-23