Personnel Hong Kong SFC License Details (ID 69626)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2010-08-17	2011-11-21
	Rep	Dealing in securities	2010-08-17	2011-11-21
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2005-06-13	2010-05-03
Merrill Lynch Far East Limited	Rep	Dealing in securities	2005-06-13	2010-05-03
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-06-13	2010-05-03