Personnel Hong Kong SFC License Details (ID 69631)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2007-07-25	2012-09-18
	Rep	Dealing in securities	2007-07-25	2012-09-18
	Rep	Advising on corporate finance	2005-08-29	2007-06-18
	Rep	Dealing in securities	2005-08-29	2007-06-18