Kim, Yoon Seung

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NH INVESTMENT &AMP; SECURITIES (H.K.) LIMITED	Rep	Advising on securities	2016-07-22	2023-06-30
	Rep	Dealing in securities	2016-07-22	2023-06-30
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on futures contracts	2013-11-06	2015-10-27
	Rep	Dealing in futures contracts	2013-11-06	2015-10-27
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2008-11-20	2013-02-20
	Rep	Dealing in futures contracts	2008-10-27	2013-02-20
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2007-01-25	2008-05-07
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-01-25	2008-05-07
RBS Asia Futures Limited	Rep	Dealing in futures contracts	2006-09-12	2006-09-30

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NH INVESTMENT &AMP; SECURITIES (H.K.) LIMITED	Rep	Advising on securities	2016-07-22	2023-06-30
	Rep	Dealing in securities	2016-07-22	2023-06-30
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on futures contracts	2013-11-06	2015-10-27
	Rep	Dealing in futures contracts	2013-11-06	2015-10-27
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2008-11-20	2013-02-20
	Rep	Dealing in futures contracts	2008-10-27	2013-02-20
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2007-01-25	2008-05-07
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-01-25	2008-05-07
RBS Asia Futures Limited	Rep	Dealing in futures contracts	2006-09-12	2006-09-30