| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on futures contracts | 2020-08-31 | 2022-04-19 |
| RO | Advising on securities | 2020-08-31 | 2022-04-19 |
| RO | Dealing in futures contracts | 2020-08-31 | 2022-04-19 |
| RO | Dealing in securities | 2020-08-31 | 2022-04-19 |
| Rep | Advising on futures contracts | 2015-04-01 | 2020-08-31 |
| Rep | Advising on securities | 2015-04-01 | 2020-08-31 |
| Rep | Dealing in futures contracts | 2015-04-01 | 2020-08-31 |
| Rep | Dealing in securities | 2015-04-01 | 2020-08-31 |
| Rep | Advising on futures contracts | 2012-08-01 | 2013-08-05 |
| Rep | Advising on securities | 2012-08-01 | 2013-08-05 |
| Rep | Dealing in futures contracts | 2012-08-01 | 2013-08-05 |
| Rep | Dealing in securities | 2012-08-01 | 2013-08-05 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-09-16 | 2012-05-30 |
| Rep | Dealing in securities | 2010-09-16 | 2012-05-30 |