Personnel Hong Kong SFC License Details (ID 69649)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citadel Securities Investment Solutions Limited	RO	Asset management	2026-09-01	-
Citadel Securities (Hong Kong) Limited	RO	Dealing in futures contracts	2025-03-05	-
	RO	Dealing in securities	2025-03-05	-
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	RO	Dealing in futures contracts	2022-11-07	2024-03-01
	RO	Dealing in securities	2022-11-07	2024-03-01
	RO	Asset management	2020-04-20	2024-03-01
UBS SECURITIES ASIA LIMITED	RO	Dealing in securities	2017-12-08	2019-12-05
UBS SECURITIES HONG KONG LIMITED	RO	Dealing in securities	2017-12-08	2019-12-05
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2017-04-20	2017-12-08
	Rep	Dealing in futures contracts	2017-04-20	2019-12-05
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2017-04-20	2017-12-08
	Rep	Dealing in futures contracts	2017-04-20	2019-12-05
BARCLAYS CAPITAL ASIA LIMITED	RO	Dealing in futures contracts	2014-01-23	2014-09-02
	RO	Dealing in securities	2014-01-23	2017-01-10
	Rep	Dealing in futures contracts	2010-10-14	2014-01-23
	Rep	Dealing in securities	2010-10-14	2014-01-23
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-02	2010-07-17
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-10-29	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-10-29	2010-07-17
	Rep	Dealing in securities	2009-10-29	2010-07-17
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-10-29	2010-07-17