Kwong, Casey

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2017-12-11	-
	Rep	Dealing in futures contracts	2017-12-11	2026-07-21
BARCLAYS CAPITAL ASIA LIMITED	RO	Dealing in securities	2017-08-02	2017-09-15
	Rep	Dealing in securities	2011-06-17	2017-08-02
	Rep	Dealing in futures contracts	2011-06-17	2017-09-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2017-12-11	-
	Rep	Dealing in futures contracts	2017-12-11	2026-07-21
BARCLAYS CAPITAL ASIA LIMITED	RO	Dealing in securities	2017-08-02	2017-09-15
	Rep	Dealing in securities	2011-06-17	2017-08-02
	Rep	Dealing in futures contracts	2011-06-17	2017-09-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.