Personnel Hong Kong SFC License Details (ID 69662)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kaisa Asset Management Limited	Rep	Advising on securities	2019-01-18	2020-05-30
	Rep	Asset management	2019-01-18	2020-05-30
Kaisa Financial Group Company Limited	Rep	Dealing in securities	2019-01-18	2020-05-30
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2010-09-15	2016-10-26
	Rep	Dealing in securities	2010-09-15	2016-10-26