| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| IFM Investors (HK) Limited | RO | Advising on securities | 2021-06-21 | - |
| RO | Asset management | 2021-06-21 | - | |
| RO | Dealing in securities | 2021-06-21 | - | |
| Rep | Advising on securities | 2019-01-28 | 2021-06-21 | |
| Rep | Asset management | 2019-01-28 | 2021-06-21 | |
| Rep | Dealing in securities | 2019-01-28 | 2021-06-21 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-08-15 | 2016-09-30 |
| Rep | Dealing in securities | 2011-08-15 | 2016-09-30 |
No HKMA registrations in the collected records.