Personnel Hong Kong SFC License Details (ID 69668)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
IFM Investors (HK) Limited	RO	Advising on securities	2021-06-21	-
	RO	Asset management	2021-06-21	-
	RO	Dealing in securities	2021-06-21	-
	Rep	Advising on securities	2019-01-28	2021-06-21
	Rep	Asset management	2019-01-28	2021-06-21
	Rep	Dealing in securities	2019-01-28	2021-06-21
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2011-08-15	2016-09-30
	Rep	Dealing in securities	2011-08-15	2016-09-30