Lee, Alex Kin Chung 李建中

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2010-10-08	-
	Rep	Dealing in securities	2010-10-08	-
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2007-01-24	2010-05-08
	Rep	Dealing in futures contracts	2007-01-24	2010-05-08
	Rep	Dealing in securities	2007-01-24	2010-05-08
Newedge Broker Hong Kong Limited	Rep	Providing automated trading services	2003-04-25	2003-06-16
	Rep	Dealing in futures contracts	2003-04-25	2003-06-16
SG Asset Finance (Hong Kong) Limited	Rep	Providing automated trading services	2003-04-25	2003-06-16
	Rep	Dealing in securities	2003-04-25	2003-06-16

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2010-10-08	-
	Rep	Dealing in securities	2010-10-08	-
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2007-01-24	2010-05-08
	Rep	Dealing in futures contracts	2007-01-24	2010-05-08
	Rep	Dealing in securities	2007-01-24	2010-05-08
Newedge Broker Hong Kong Limited	Rep	Providing automated trading services	2003-04-25	2003-06-16
	Rep	Dealing in futures contracts	2003-04-25	2003-06-16
SG Asset Finance (Hong Kong) Limited	Rep	Providing automated trading services	2003-04-25	2003-06-16
	Rep	Dealing in securities	2003-04-25	2003-06-16