Personnel Hong Kong SFC License Details (ID 69671)

Personnel Hong Kong SFC License Details (ID 69671)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Vered Securities Limited	RO	Dealing in securities	2018-10-03	2022-03-31
	RO	Dealing in futures contracts	2018-06-14	2022-03-31
	Rep	Dealing in securities	2016-07-29	2018-10-03
	Rep	Dealing in securities	2016-03-29	2016-06-03
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2011-02-14	2016-01-21
	Rep	Dealing in securities	2011-02-14	2016-01-21
MUFG Securities Asia Limited	Rep	Dealing in futures contracts	2010-12-31	2011-01-21
	Rep	Dealing in securities	2010-12-31	2011-01-21
MUSHK Limited	Rep	Dealing in futures contracts	2008-05-28	2010-12-30
	Rep	Dealing in securities	2008-05-28	2010-12-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-01-09	2008-05-24
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-01-09	2008-05-24