Personnel SFC Licences and HKMA Registrations (ID 69680)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Calibration Partners (Hong Kong) Limited	Rep	Advising on securities	2018-10-24	-
TIANLI FINANCIAL LIMITED	Rep	Advising on securities	2017-05-10	2018-07-23
	Rep	Asset management	2017-05-10	2018-07-23
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2011-08-10	2014-06-03
	Rep	Dealing in securities	2011-08-10	2014-06-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.