Personnel Hong Kong SFC License Details (ID 69681)

Personnel Hong Kong SFC License Details (ID 69681)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EVENSTAR ADVISORS LIMITED	RO	Asset management	2023-10-24	-
	RO	Dealing in securities	2023-10-24	-
	Rep	Dealing in securities	2018-12-11	2023-10-24
	RO	Advising on securities	2018-03-27	-
	Rep	Advising on securities	2016-03-16	2018-03-27
	Rep	Asset management	2016-03-16	2023-10-24
Anuenue Securities Limited	RO	Advising on corporate finance	2015-11-17	2018-03-27
	RO	Advising on securities	2015-11-17	2018-03-27
Anuenue Capital International Limited	Rep	Advising on securities	2013-11-12	2018-03-27
	Rep	Advising on corporate finance	2013-07-10	2018-03-27
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2011-06-02	2013-01-24
	Rep	Dealing in securities	2011-06-02	2013-01-24
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2008-09-01	2008-10-02
	Rep	Advising on securities	2008-09-01	2008-10-02