Personnel Hong Kong SFC License Details (ID 69690)

Personnel Hong Kong SFC License Details (ID 69690)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALLY BRIDGE GROUP (HK) LIMITED	Rep	Asset management	2015-09-22	2018-03-31
BARCLAYS CAPITAL ASIA LIMITED	RO	Advising on corporate finance	2014-01-30	2014-06-04
	RO	Dealing in securities	2014-01-30	2014-06-04
	Rep	Advising on corporate finance	2011-07-11	2014-01-30
	Rep	Dealing in securities	2011-07-11	2014-01-30
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2007-04-10	2011-04-18
	Rep	Dealing in securities	2007-04-10	2011-04-18
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2005-07-07	2005-09-03
	Rep	Dealing in securities	2005-07-07	2005-09-03
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2005-07-07	2005-09-03