Personnel Hong Kong SFC License Details (ID 69700)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2011-06-10	2014-06-03
	Rep	Dealing in securities	2011-06-10	2014-06-03
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2009-01-02	2009-08-17
	Rep	Dealing in securities	2009-01-02	2009-08-17