Personnel Hong Kong SFC License Details (ID 69702)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2012-03-15	2012-07-20
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on securities	2011-07-25	2012-03-02
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2010-08-02	2011-07-16
Quam Securities Limited	Rep	Advising on securities	2009-10-15	2010-03-22
	Rep	Dealing in futures contracts	2008-11-07	2010-03-22
	Rep	Dealing in securities	2008-11-07	2010-03-22