Personnel Hong Kong SFC License Details (ID 69710)

Personnel Hong Kong SFC License Details (ID 69710)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2022-07-15	-
	Rep	Advising on corporate finance	2020-05-06	-
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2015-05-28	2018-04-18
	Rep	Dealing in securities	2015-05-28	2018-04-18
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2013-12-17	2015-04-28
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2010-08-23	2013-01-24
	Rep	Dealing in securities	2010-08-23	2013-01-24