Murphy, Donough Thomas SFC Licences and HKMA Registrations (ID 69728)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ovata Capital Management Limited	Rep	Asset management	2026-07-22	-
	RO	Asset management	2017-10-27	2026-07-22
BlueCrest Capital Management (Hong Kong) Limited	RO	Asset management	2017-01-17	2017-03-31
	RO	Dealing in futures contracts	2015-04-01	2017-03-31
	RO	Dealing in securities	2015-04-01	2017-03-31
	Rep	Asset management	2014-09-24	2017-01-17
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2010-08-09	2014-04-24
	Rep	Dealing in securities	2010-08-09	2014-04-24
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2009-08-18	2010-07-03
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2008-06-24	2009-05-20
	Rep	Advising on securities	2008-06-24	2009-05-20
	Rep	Dealing in futures contracts	2008-06-05	2009-05-20
	Rep	Dealing in securities	2008-06-05	2009-05-20
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2007-05-14	2009-05-20
	Rep	Dealing in securities	2007-05-14	2009-05-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.