| Ovata Capital Management Limited | Rep | Asset management | 2026-07-22 | - |
| RO | Asset management | 2017-10-27 | 2026-07-22 |
| BlueCrest Capital Management (Hong Kong) Limited | RO | Asset management | 2017-01-17 | 2017-03-31 |
| RO | Dealing in futures contracts | 2015-04-01 | 2017-03-31 |
| RO | Dealing in securities | 2015-04-01 | 2017-03-31 |
| Rep | Asset management | 2014-09-24 | 2017-01-17 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-08-09 | 2014-04-24 |
| Rep | Dealing in securities | 2010-08-09 | 2014-04-24 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-18 | 2010-07-03 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-06-24 | 2009-05-20 |
| Rep | Advising on securities | 2008-06-24 | 2009-05-20 |
| Rep | Dealing in futures contracts | 2008-06-05 | 2009-05-20 |
| Rep | Dealing in securities | 2008-06-05 | 2009-05-20 |
| BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-05-14 | 2009-05-20 |
| Rep | Dealing in securities | 2007-05-14 | 2009-05-20 |