Personnel Hong Kong SFC License Details (ID 69733)

Personnel Hong Kong SFC License Details (ID 69733)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capital International, Inc.	Rep	Dealing in securities	2017-08-15	-
	Rep	Asset management	2015-05-11	-
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2014-05-05	2014-12-31
	Rep	Asset management	2014-05-05	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2014-05-05	2015-04-11
	Rep	Asset management	2014-05-05	2015-04-11
	Rep	Dealing in futures contracts	2014-05-05	2015-04-11
	Rep	Dealing in securities	2014-05-05	2015-04-11
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2011-01-04	2014-03-28
	Rep	Dealing in securities	2011-01-04	2014-03-28