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Ng, Sze Min Simon 吳思勉 Hong Kong SFC License Details (ID 69737)
Ng, Sze Min Simon 吳思勉
SFC ID:
AWU243
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
BARCLAYS CAPITAL ASIA LIMITED
Rep
Advising on corporate finance
2011-02-16
2012-10-19
Rep
Dealing in securities
2011-02-16
2012-10-19