| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2017-03-27 | - |
| Rep | Dealing in futures contracts | 2017-03-27 | - |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-07-07 | 2015-09-25 |
| Rep | Dealing in securities | 2015-07-07 | 2015-09-25 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Providing automated trading services | 2015-07-07 | 2015-09-25 |
| Rep | Dealing in securities | 2015-07-07 | 2015-09-25 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-08-15 | 2015-04-17 |
| Rep | Dealing in securities | 2011-08-15 | 2015-04-17 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-07-31 | 2011-05-14 |
| DEMETER ASSET MANAGEMENT LIMITED | Rep | Asset management | 2005-11-09 | 2007-07-13 |