Ow, Shin Yeuan 歐欣遠

HKMA registration number:AF2687

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2017-03-27	-
	Rep	Dealing in futures contracts	2017-03-27	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2015-07-07	2015-09-25
	Rep	Dealing in securities	2015-07-07	2015-09-25
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2015-07-07	2015-09-25
	Rep	Dealing in securities	2015-07-07	2015-09-25
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2011-08-15	2015-04-17
	Rep	Dealing in securities	2011-08-15	2015-04-17
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-07-31	2011-05-14
DEMETER ASSET MANAGEMENT LIMITED	Rep	Asset management	2005-11-09	2007-07-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AF2687

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED	Dealing in securities	Non-EO	EQUITIES	2017-03-27	—	Current
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED	Advising on securities	Non-EO	EQUITIES	2017-03-27	—	Current
BARCLAYS BANK PLC	Dealing in securities	Non-EO	—	2011-08-30	2015-04-17	Former