Personnel Hong Kong SFC License Details (ID 69750)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2012-09-28	2014-04-01
	Rep	Advising on securities	2012-09-28	2014-04-01
	Rep	Dealing in futures contracts	2012-09-28	2014-04-01
	Rep	Dealing in securities	2012-09-28	2014-04-01
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2010-12-21	2012-05-11
	Rep	Dealing in securities	2010-12-21	2012-05-11