Webb-site Legacy

Pratt, Jon Vaughan Merrick

SFC ID:AGN910

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	RO	Advising on corporate finance	2014-02-07	2016-04-21
	RO	Dealing in securities	2014-02-07	2016-04-21
	Rep	Advising on corporate finance	2010-10-11	2014-02-07
	Rep	Dealing in securities	2010-10-11	2014-02-07
	Rep	Advising on securities	2010-10-11	2016-04-21
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2006-12-03	2009-01-09
	Rep	Advising on securities	2006-12-03	2009-01-09
	Rep	Dealing in securities	2006-12-03	2009-01-09
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2006-12-03	2009-01-09
	Rep	Advising on securities	2006-12-03	2009-01-09
	Rep	Dealing in securities	2006-12-03	2009-01-09
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2005-04-14	2006-09-06
	Rep	Advising on securities	2005-04-14	2006-09-06
	Rep	Dealing in securities	2005-04-14	2006-09-06
Credit Suisse Securities (Hong Kong) Limited	Rep	Asset management	-	2005-02-15
	Rep	Advising on corporate finance	-	2006-08-18
	Rep	Advising on securities	-	2006-08-18