| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited | Rep | Advising on securities | 2019-06-10 | - |
| Rep | Asset management | 2019-05-24 | - | |
| SEYON ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-08-16 | 2019-02-18 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-04-22 | 2015-01-21 |
| Rep | Dealing in securities | 2014-04-22 | 2015-01-21 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-06-13 | 2014-02-21 |
| Rep | Dealing in securities | 2011-06-13 | 2014-02-21 | |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-06 | 2011-05-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2010-04-08 | 2011-05-26 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-08-05 | 2010-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-02-22 | 2011-05-26 |
No HKMA registrations in the collected records.