Personnel Hong Kong SFC License Details (ID 69767)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	RO	Dealing in securities	2024-12-02	-
	Rep	Dealing in securities	2021-01-08	2024-12-02
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2017-03-27	2017-04-02
	Rep	Dealing in securities	2016-09-26	2016-09-30
	Rep	Dealing in securities	2016-04-15	2016-04-22
	Rep	Dealing in securities	2015-09-07	2015-09-11
	Rep	Dealing in futures contracts	2010-06-17	2014-07-20
	Rep	Dealing in securities	2010-06-17	2014-07-20